Business Valuers
Shilpa Kiran 9686511333 Shilpa@businessvaluers.in
End-to-end services — for regulatory compliance, investor confidence, and strategic growth.
Our Services
Valuation - Securities or Financial Assets
Companies Act, 2013
Insolvency & Bankruptcy Code 2016
SEBI
Startup Valuation
Intangibles
ESOP Valuation
Other Valuations
Corporate Secretarial & FEMA Advisory
Company, Sec 8, LLP incorporation
Conversion of LLP into Company
Closure of Company, LLP
Annual Compliances – AOC4, MGT7
MGT8, Secretarial Audit, XBRL
LLP Form 8 and 11
Due Diligence and Search Report
FEMA and RBI Compliances
Other Compliances – Changes in Directors, Auditors,
Alterations to MOA/ AOA, ESOP, Buyback etc
Insolvency Resolution
Advisory Services under IBC
Interim Resolution Professional
Resolution Professional
Liquidator
Voluntary Liquidator
Drafting of Demand Notice and Reply
Filing & appearance -NCLT
Legal opinions
Preparation of Resolution Plan, Vetting and evaluation etc.
A Detailed Insight into Our Service Portfolio
I. SEBI LODR Regulations 2015 Advisory & Compliance Services
1. Corporate Governance & Board / Committee Compliance
- Advisory on constitution & compliance of various committees applicable to the listed entity
- Vetting of agendas, notes, resolutions, and minutes for LODR compliance.
- Quarterly compliance checklists & compliance reports.
- Review of Related Party Transactions (RPT) compliance under Reg. 23 of SEBI (LODR) and Industry norms.
- Advisory on Materiality Policies and threshold fixation.
2. Quarterly / Annual Filings & Certificates
- Vetting of Quarterly Integrated corporate governance report (Reg. 27).
- Vetting of Shareholding pattern (Reg. 31).
- Vetting of details of investor complaints (Reg. 13(3)).
- Reconciliation of Share Capital Audit (Reg. 76 of DP Regulations).
- Statement of deviations/variations of IPO/ Issue fund utilization (Reg. 32).
- Annual Secretarial Compliance Report (ASCR) (applicable if appointed as Secretarial Auditor (Reg. 24A).
- Certificate of non-disqualification of directors (Reg. 34(3) read with Schedule V).
- Annual Corporate Governance Certificate forming part of Annual Report
3. Event-Based Compliance Advisory w.r.t.
- Change of directors and KMP.
- Appointment/Reappointment of statutory auditors (Reg. 33).
- Approval & disclosure of RPTs in line with reg 23 and Industry norms.
- Preferential allotment & post-allotment compliance.
- Issue of warrants / CCDs / NCDs and LODR compliance.
- Agreements affecting management & control — Reg. 30 and industry norms.
- Dividends, buyback, bonus, split, consolidation.
- Analyst/investor meets and recordings.
4. Disclosure Advisory (Regulation 30, Industry norms & 30A)
- Identification of material events.
- Guidance on timelines for disclosure.
- Drafting of event disclosures to stock exchanges.
- Training to management on materiality policy & compliance.
5. Annual Report & Website Compliance
- Vetting the Annual Report for:
Corporate governance
Directors report
MDA
BRSR
Secretarial audit report
- Website compliance checklist under Reg. 46.
6. Shareholder Servicing / RTA Coordination.
- Transmission, transposition & duplicate shares.
- Certification of share transfer, transmission (Reg. 40(9)).
- ESOP tracking & disclosures under SBEB&SE Regulations.
II SEBI (PIT) Regulations, 2015 Advisory & Compliance
1. Insider Trading Code Advisory & Implementation
- Drafting, reviewing & implementing:
Code of Conduct (CoC)
Code of Fair Disclosure (CFD)
- Setting up UPSI handling mechanism.
- Identifying “designated persons” & updating list.
- Maintenance of SDD (Structured Digital Database).
- Policies for legitimate purpose & Chinese walls.
2. SDD Management & Certification
· Periodic review and SDD audit.
· Ensuring time-stamped, immutable entries.
· Training for employees on UPSI & trading window norms.
3. Compliance Related to Trading Window & Pre-clearance
- Advising on trading window closure periods.
- Pre-clearance process, declarations & monitoring.
- Disclosure of trades under Regulation 7(2).
- PAN mapping & annual declarations of holdings.
III. SEBI ICDR Regulations — IPO / Preferential Issues / Rights Issue Advisory
1. IPO Readiness Advisory
2. Preferential Allotment Advisory
3. Rights Issue/Bonus Issue
IV. SEBI SAST (Takeover Regulations) Advisory
1. Trigger-Based Advisory
2. Disclosure Compliance
3. Open Offer Advisory Support
V. SEBI SBEB & SE Regulations (ESOP / RSU / SAR)
1. Advisory on ESOP/RSU/SAR Schemes
2. Disclosure Compliance
VI. SEBI Depositories (DP) Regulations, 2018
1. Reconciliation of Share Capital Audit (Reg. 76)
2. Corporate Action Compliance
VII. SEBI NCS (Debt Listing) Regulations
1. Debt Listing Advisory
2. Quarterly / Annual Debt Listing Filings
3. Credit Rating & Compliance Support
VIII. General SEBI-Related Advisory Services
1. SEBI Adjudication / Show Cause Support
2. Compliance Health Check / Secretarial Due Diligence
3. Investor Grievance Advisory
4. Disclosure Advisory Across SEBI Laws
5. Training & Awareness Programs
6. Mergers, amalgamations and acquisitions
7. Compliance under Companies Act, 2013
Valuation of Securities or Financial Assets
1. Under Companies Act 2013
- Startups Valuation
- Valuation of Equity Shares/ Preference Shares/ Debentures
- Further Issue of Shares– Rights/ Preferential Allotment / Private Placement
- Issue of Convertible Securities
- Merger, Amalgamation, Demerger, Compromise, Arrangements
- Purchase of minority shareholding
- Buyback of Shares
- Sweat Equity Shares
- Intangibles Valuation including Trademark, Brand
- ESOP/ ESPS etc
- Allotment of Shares in consideration for other than Cash
- Non Cash transactions involving directors
- Secured Debentures
2. Under SEBI
- Conversion price of debt, as part of a debt restructuring scheme
- securities issued on a preferential basis for consideration other than cash
- Pricing of Infrequently Traded Shares
3. Under Insolvency and Bankruptcy Code 2016
- Fair Value and Liquidation Value
- Valuation of assets intended to be sold
- Voluntary liquidation
- Valuing assets for submission of report by Company Liquidator
- Report on Assets for declaration of solvency in case of proposal to wind up voluntarily
- Valuing interest of any dissenting member under Power of Company Liquidator to accept shares etc., as consideration for sale of property of company
4. Other Valuations
- Valuation of Intangible Assets
- Valuation of Business, Brands
- Valuation of Net Worth
- Valuation of Intellectual Property – Copyrights, Trademarks, Patent
- Disclosures under IndAS
- Valuation under FEMA and Valuation under Income Tax Act
- I have tie-ups with Merchant Bankers and Chartered Accountants, valuers for other Asset Class : Land & Building and Plant & Machinery to ensure compliance with valuation requirements under various statutes.
Corporate Secretarial
1. Incorporation services – Company/ LLP
- Incorporation of Company (Public and Private Limited)
- Incorporation of One Person Company
- Incorporation of Section 25 Companies
- Incorporation of Limited Liability Partnership (LLP)
While incorporating the company we shall offer the following services
- Acquiring Director’s Identification Number (DIN)
- Acquiring Digital Signatures
- Drafting of MOA and AOA
- PAN, TAN, PF, IEC Code, ESI, GST Registration, opening of bank account along with incorporation
- Certificate of Commencement of Business
2. Conversion of LLP into Company and vice versa
- Conversion of Private Limited Company into LLP
- Conversion of LLP into Private Limited Company
- Conversion of Firm into Private Limited Company
3. Closure of business
- Closure of company under fast track exit
- Closure of LLP
- Dormant Company Status
- Winding up of the Company
4. Annual Compliances – AOC4, MGT7, MGT8 and Secretarial Audit, XBRL including LLP Form 8 and 11
- Preparation and filing of BS AOC4 , AOC4 CFS, AOC4 XBRL
- Preparation and filing of annual return of Companies MGT 7
- LLP – Form 8 and Form 11
- Certification of MGT 8
- Secretarial Audit of Companies
5. Other Compliances – directors, auditors, alterations to MOA/ AOA, ESOP, buyback
- Appointment and resignation of Directors, ekyc of Directors
- Shifting of registered office of the Company within state, from one State to another
- Change of name or objects of the Company
- Maintenance of Statutory Registers and Statutory records of the Company (including Minutes Making, statutory registers, share certificates etc.)
- Alteration of Memorandum and Articles of Association
- Increase of authorized share capital of the Company
- Issue of securities – private placement, preferential allotment, rights offer etc
- Appointment of auditors
- Change of auditors
- Other regular filings with ROC
- Removal of Director
- Drafting of Term Sheet, Shareholders Agreement, MOU, SPA etc.
- ESOP and related compliances
- Buyback of shares
- Amalgamation
- Trademark registration
- Transfer of Shares
- Dematerialisation of shares
- Day to day advisory on various secretarial compliances including related party transaction
- Liaison with department on various matters
- Other legal and secretarial matter on case to case basis
- Representation before NCLT
6. Due Diligence and search report
- Conducting due diligence as required by Banks / Financial Institutions
- Preparation of search report of charges
- Creation, modification and satisfaction of charge
7. FEMA and RBI Compliances
- Annual Compliances of Companies under the FEMA regulation – FLA
- Filing of forms with RBI
- Issuance of certificate for Form FC – GPR
- Advisory services regarding FDI and ECB
8. Structuring Advisory
Insolvency Resolution Process
- Advisory Services under Insolvency and Bankruptcy Code 2016
- Interim Resolution Professional
- Resolution Professional
- Liquidator
- Voluntary Liquidator
- Drafting of Demand Notice
- Reply for a Demand notice
- Filing of application and appearance before Hon’ble NCLT
- E-voting
- Legal opinions
- Preparation of Resolution Plan, Vetting and evaluation etc.
Professional Partner in Business
We’re proud to collaborate with leading organizations across various industries. Here are just a few
Simplyfi
Evionics
Polar AI
PrivateCircle
Golfview Homes
Zave
Skitch
Mapei
Succeed Technologies
RLE India
Contact Us
Shilpa Kiran Gududur
Practicing Company Secretary
Insolvency Professional
Registered Valuer - SFA
Independent Director
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Address
PURVA PANORAMA, Bannerghatta Road, Kalena Agrahara, Bengaluru, Karnataka, India
Hours
Open today | 10:00 am – 05:00 pm |
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Business Valuers
K-304, Purva Panorama, Kalena Agrahara, Bannerghatta Road, Bangalore, Bengaluru, KA 560076
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